This White Paper focuses on how content monitoring can play an important role in meeting regulatory compliance mandates such as the SEC rule 17a-4.
Summary: There are a significant number of legal requirements that companies need to comply with in relation to the use of IT within organizations and the throughput of information thereof. This document focuses upon one of these issues, specifically the Securities and Exchange Commission Rule 17a-4 to the Securities Exchange Act of 1934. The document identifies a solution to the challenging requirements imposed by this rule. The following key points emerge regarding (a) record retention of the electronic communications between an SEC member and its client and (b) non-compliance liabilities…
This paper provides an analysis of the consequential pressing issues that drive the need for a different approach to employee communication monitoring.
Summary: Changes in the business, technology, and security landscapes have brought the issue of employee communications to a head. Traditional management controls have broken down . . . Organizations face serious security risks and tough penalties if they fail to bring employee communications under control. And traditional old-fashioned physical controls simply don't work in today’s world of empowered, technology-savvy, mobile executives. This paper examines the relevant trends, their consequences, and identifies the emerging best practices and solutions that are needed to more effectively manage and monitor the responsible use of information services by employees and contractors.
This paper presents a "maturity model" for benchmarking the effectiveness of Information Risk Management with special attention paid to the increasing security challenges created by data-in-motion.
Summary: Information Risk Management is an evolving corporate process, constantly spawning new methods and technologies to address emerging threats, new exposures, and demanding compliance requirements. In particular, the focus is progressively changing from the physical protection of static stocks of information within the organization towards the safeguarding of dynamic information flows across corporate boundaries. This paper presents a "maturity model" for benchmarking the effectiveness of Information Risk Management processes by assessing the status of critical success factors. The model enables organizations to see at a glance how they compare with the best industry practices and it serves as a roadmap for continuous process improvement.
Chronicle Solutions® participates in a number of industry events throughout Europe and the United States, as well as hosting regular executive briefings and Web-seminars.
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